Bienert Katzman Littrell Williams LLP represents financial advisory firms, brokers, financial professionals, investors, and advisers in Financial Industry Regulatory Authority (“FINRA”) arbitrations concerning employment, compensation, repayment of loans, hiring and firing, broker misconduct, and other issues.
BKLW has been through every stage of the complex FINRA arbitration process, from the selection of the arbitrator panel, through the exchange of relevant information germane to the claims, to the arbitration hearing at which BKLW attorneys call and cross-examine witnesses and offer evidence for consideration by the panel. FINRA arbitrations closely resemble specialized court proceedings and include specific procedural rules that require careful preparation and strategic planning. BKLW has extensive experience to help its clients navigate through this process.